Compliance Exchange Group
732 Smithtown Bypass, Suite 203, Smithtown, New York 11787
(631) 595-5305
Compliance Exchange Group Business Information
- Name:
- Compliance Exchange Group
- Address:
- 732 Smithtown Bypass, Suite 203
- City:
- Smithtown
- State:
- New York, US
- Zip Code:
- 11787
- Telephone:
- (631) 595-5305
- Fax:
- n/a
- Website URL:
- https://cxgllc.com/
- Facebook:
- n/a
- Twitter:
- n/a
- Categories:
- Business - Brokers
Business - Services
Financing - Business - Hours:
- M-F 9am-5pm, Sa-Su Closed
- Services:
n/a - Products:
n/a - Brands:
n/a - Coordinates:
- 40.807315, -73.259385
- Accepted Payment:
About Compliance Exchange Group
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
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